Managing Conduct Risk in Investment Banking

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Looking to enhance your skills in managing conduct risk in investment banking? Look no further than the HRDC certified training program offered by ASIAN BANKING SCHOOL SDN. BHD. in Malaysia. Our comprehensive program covers all aspects of conduct risk management in the fast-paced world of investment banking, equipping you with the knowledge and tools needed to navigate this complex environment successfully.

With a focus on practical applications and real-world scenarios, our training program is designed to help you identify, assess, and mitigate conduct risks effectively. Whether you are a seasoned professional looking to stay ahead of the curve or a newcomer to the industry, our program will provide you with the skills and expertise needed to excel in managing conduct risk in investment banking. Request a quote today to learn more about how ASIAN BANKING SCHOOL SDN. BHD. can help you take your career to the next level.
Learning Objectives

1. Understand the concept of conduct risk in investment banking and its impact on the reputation and financial stability of the organization. Participants will learn how to identify potential conduct risks within their daily operations and develop strategies to mitigate these risks effectively.

2. Gain knowledge of regulatory requirements and best practices related to managing conduct risk in investment banking. Participants will familiarize themselves with key regulations such as the Dodd-Frank Act and the UK Senior Managers and Certification Regime, and learn how to align their practices with industry standards to ensure compliance and ethical behavior.

3. Develop skills in implementing a robust conduct risk management framework within their organization. Participants will learn how to create and maintain a culture of integrity and accountability, establish clear policies and procedures for identifying and addressing conduct risks, and effectively communicate expectations to employees at all levels. By the end of the training program, participants will be equipped with the tools and knowledge needed to effectively manage conduct risk in investment banking and protect the reputation and financial well-being of their organization.

Content Delivery Method

Physical, Virtual

HRD Corp Certified Course


Duration and Language

1 to 2 days; English

Target Audience

Suitable for employees at all levels

Key Skillset Addressed

1. Risk assessment
2. Compliance monitoring
3. Communication skills